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Articles

September 21, 2020 By Staff

Ruth Bader Ginsburg was all I wanted to be

I was in my late 20s, attending a conference for women lawyers in the 1970s. I sat in the front row of a large auditorium for the keynote address. The speaker was Ruth Bader Ginsburg, the founder of the American Civil Liberties Union Women’s Rights Project. I was mesmerized.

She was all that I wanted to be. To devote one’s life to the fight for civil rights, to use legal skills to effect justice, better yet to make a difference — I could think of nothing greater. And I was not alone; generations of civil rights lawyers looked to emulate her.

Ginsburg’s vision of gender equality was decades ahead of her time. It went beyond just empowering women to compete for “men’s” roles. While stereotypes distorted women’s view of what was possible, they also impeded men, no less trapped in gender-based assumptions. Equality meant that both sexes should be free to assume all of society’s roles without preconceptions. My son can be a caregiver; my daughter can be an executive. When the school administrators wanted Ginsburg to come to school to discuss her son’s misconduct, she famously said, “This child has two parents.”

Her record as an advocate before the Supreme Court was outstanding; she argued six cases before the court, winning five. If she had done nothing else in her life, that alone would have been an extraordinary legacy.

While she continued to be animated by her life’s passion for equality when she joined the court, she was not the “activist” caricature some in the media have portrayed her to be. She was anxious to avoid upending precedent, determined to be respectful of the opinions of her colleagues. She believed in incremental legal change and emphasized the limited role that a court plays in a constitutional democracy.

In Ginsburg’s understanding, courts have a critical role to play in identifying new understandings of the Constitution, but they must do so by “measured motions.” They are part of a dialogue with other organs of government and with the people as well. She was critical of the reasoning in Roe v. Wade, because it had accomplished too much too soon. She was, as the New York Times’s Linda Greenhouse described at the time of her confirmation, a “judicial-restraint liberal.”

She would apply the court’s precedents but take pains to situate them in their social and historical context. A Ginsburg decision would tirelessly recount the history of gender-based classifications, the “stunningly anachronistic” generalizations about men and women, as she described them, that were embedded in the law.

When, shortly after she joined the court, she wrote the majority opinion requiring that women be admitted to the all-male Virginia Military Institute, her analysis was classic Ginsburg: a lengthy description of the school, its prestige, its role in preparing men and only men for high-status roles in government and industry. In cases challenging affirmative action programs, she would recite the data that showed the persistence of racial inequity in housing, education and employment, the lingering effects of “centuries of law-sanctioned inequality.” She prefigured today’s debate about systemic discrimination.

Ginsburg brought her own experiences to bear, insisting that legal rules be understood in “the realities of the workplace,” a reality she understood well. When a Supreme Court majority rejected Lilly Ledbetter’s pay discrimination claim because she had sued too late, Ginsburg dissented, teaching her colleagues about how pay discrimination, unlike discrimination in promotions or hiring, was hidden from view; Ledbetter sued as soon as she found out about it. Goodwin Liu, a justice on the California Supreme Court and a former Ginsburg clerk, has said that when Ginsburg was recounting Ledbetter’s story, she was also telling her own.

Her judicial influence has to be measured not simply in the decisions she authored, but also in the decisions of her colleagues and lower-court judges, I among them. It extends to areas far beyond gender and race discrimination, including cases about access to justice, disability discrimination, the right to counsel.

Ginsburg was a reluctant dissenter, concerned about the moral weight of a decision when the court did not speak in a single voice. But in recent years, her role changed with the court’s shifting membership. She dissented more and more — when the majority gutted the Voting Rights Act or enabled businesses to opt out of contraceptive coverage for employees based on a broad religion-based exemption. She dissented when the majority spoke paternalistically about women who felt compelled to end a pregnancy in the second trimester.

In 2013, years after that conference at which I first heard her speak, I gave the Ruth Bader Ginsburg address at the New York City Bar Association. The justice introduced me, with an unforgettable sense of humor and warmth. Afterward, she sent me a gift, not a fancy academic treatise, but a signed book of her late husband’s recipes, with a moving note. If I published my talk, she wanted to make certain that I included the story about Sadie, my mother. That story? Even though I had graduated Yale Law School, Sadie wanted me to take the Triborough Bridge toll taker’s test – just in case!

September 7, 2020 By GBB Staff

An Overlooked Front in the Ware on COVID19: Protecting Essential Workers

A famous hockey player, Wayne Gretsky, said the key to success was: “Skate to where the puck is going, not to where it’s been.”

In this country, essential workers, who must work to keep the country going during the pandemic but often can’t work from home — first responders and health care providers, of course, but also grocery clerks, bus drivers, subway workers, utility repair people, letter carriers and warehouse workers, as well as those designated by Trump, such as workers at meat processing plants — must be shielded from the virus, not just for their own sake, but for ours.

In the last six months, we have learned much about COVID 19. It is highly contagious. It spreads in respiratory droplets when we cough, sneeze (or sing) that can travel six feet or so before falling to the ground; also by aerosols, tiny droplets mixed with the air that can linger for hours and be inhaled; it can contaminate surfaces, like door knobs. Transmission is more likely in closed, poorly ventilated spaces.

Just as problematic, the virus has an average incubation period of a bit more than a week, during which the patient has no symptoms, but is nonetheless shedding virus. Indeed, many cases of COVID 19 are so mild that people assume (or used to assume) that they had just a cold. But we know now that this virus can be lethal: more than 187,000 Americans have died so far, some under 65 without known risk factors, just eight months after the virus first appeared here.

Essential workers are in a tight spot. If they leave their job because they fear corona virus, they are barred from collecting unemployment. If they are laid off and then recalled, or if someone offers them a job and, fearing the virus, they decline, same result. If they stay home because they have symptoms, or close contact with someone sick, they don’t get paid, because they have no sick leave. Generally their wages are so low they cannot afford not to work. So some come to work despite symptoms (and of course, sick without symptoms.) If they complain, they may be fired, even though that is illegal.

Many Americans (not to mention President Trump) are impatient for the economy to re-open. Respected public health infectious disease experts like Dr. Anthony Fauci say we can manage without starting all over again in lockdown, if we are conscientious about wearing face masks, maintaining social distance of at least six feet at all times except at home (unless there are vulnerable family members), good hand hygiene, avoiding crowds and poorly ventilated indoor spaces.

But we know now that some workplaces — where thousands of workers are deemed ‘essential’ — are hotbeds of COVID19 outbreaks: meat-packing plants are the classic case. As of July 10, nearly 30,000 meatpackers were known to have been sickened by the virus, at least 100 have died and many others suffer from lingering side effects. .(There may well be more: some large employers, like Amazon, resist releasing COVID19 illness and death statistics, even to their employees.) Employers claim that they are protecting workers, but in places where people must work fast and hard, work stations are much closer than six feet and many people stand side by side, breathing hard from exertion, for hours, or must complete so many distant tasks in so few seconds that there is no time for hand washing (let alone 20 seconds as per CDC) — for these jobs, front door temperature checks and face masks are just not sufficient protection. The other precautions recommended by Dr. Fauci — at least six feet between individuals, avoiding large crowds, especially indoors, are not impossible, but they are more expensive. They would likely result in lower profits for employers, and higher prices for consumers.

Essential workers in consumer-facing workplaces — transit workers, grocery and pharmacy clerks, delivery drivers, mail carriers — also may encounter the virus often. The workplace may require masks and distancing, but sometimes customers don’t, can’t, or won’t, comply. As of May 15, more than 3865 New York transit workers had tested positive, 118 had died. As of July 23, at least 3267 postal workers were infected with the virus; 75 had died.

Unlike classic occupational injuries — carpal tunnel syndrome, broken bones, etc. — with COVID19, what starts at work doesn’t necessarily stay at work. Those infected at work take the virus wherever they go: we have now seen how quickly and stealthily the virus spreads through communities. And it works both ways: as employers remind everyone, the virus can start in the community and come to the factory. Customers who reject precautions can infect service employees and other customers — like bus drivers and their passengers. Either way — the virus doesn’t care — if the employer doesn’t take adequate precautions as required by his or her particular workplace, in a short time, a few infected workers can spread the infection to hundreds of others in the plant and the community.

Employers are the only ones with the knowledge and the means to take adequate precautions, including widespread, routine testing of asymptomatic as well as symptomatic workers, even complete shutdown for deep cleaning if necessary. Some companies I’m sure, are doing the right thing, but with others reluctant to supply any information to public authorities and employees, about how many have tested positive and who (so contact tracing is possible), it’s hard to know. Some employers insist on a doctor’s note, or a positive test obtained by the employee, to excuse him or her from work.

The situation is especially fraught because people of color make up a disproportionate share of essential employees, and they are particularly vulnerable to the virus: some have more pre-existing conditions, or limited access to health care, crowded, often multigenerational, housing conditions, poverty, limited English. The victims of COVID in the U.S. are disproportionately people of color.

The virus is the hockey puck — we must focus attention where we expect outbreaks to occur. If we continue to play catch-up, lockdowns will be more frequent and extensive.

Bad corporate behavior, which the President encourages (“the virus is under control, let get the economy roaring!!”), endangers not just essential workers, but all of us.

The failure to take all necessary precautions where COVID spreads easily is about money: profit for the employer, customer satisfaction, without risk to either companies or consumers. The people forced to risk their lives, every day, are poorly paid, inadequately protected, employees.

I don’t want anyone to risk their life for my convenience, or to enhance employers’ profits.

But this is not just my preference: it is the law in this country.

Americans have been concerned about worker safety since Upton Sinclair published his novel, The Jungle (exposing conditions in meatpacking plants!), in 1906. In 1911 Wisconsin was the first state to pass a workers’ compensation statute, which required employers to carry no-fault insurance for injury or illness contracted at work. By 1949, all the states had passed such laws, obviating the need to prove employer negligence every time a worker was injured. (Our systems were modeled on one designed by Chancellor Otto von Bismarck of Prussia in 1884.) In1936, Congress passed the National Labor Relations Act, a key part of the New Deal. That law authorized unions elected by workers to negotiate with employers about wages and working conditions.

Employers have vigorously and successfully fought these measures in the courts from then until now, seriously weakening them.

In 1970, Congress tried again. It passed, and President Nixon signed, the Occupational Safety and Health Act, which required employers to provide safe workplaces. The Act simultaneously created the Occupational Safety and Health Agency to enforce the law, by issuing standards for particular industries or hazards, investigating employee complaints, and sanctioning employers for violations. (States with a State plan approved by OSHA, with standards as high or higher than federal standards, can also take enforcement action.)

The language of the statute is crystal clear. In Section 5(a), Congress says:“ Each employer:

(1)Shall furnish to each of his employees employment and a place of employment which are free from recognized hazards that are causing or likely to cause death or physical harm to his employees;

(2)Shall comply with occupational safety and health standards promulgated under this Act.”

This statutory provision is known as the General Duty Clause.

In OSHA’s handbook, “Worker’s Rights”, the Agency explains: “Employers must find and correct safety and health problems. OSHA further requires that employers try to eliminate or reduce hazards first by making feasible changes in working conditions — switching to safer chemicals, enclosing processes to trap harmful fumes, or using ventilation systems to clear the air are examples of effective ways to get rid of or minimize risks — rather than just relying on personal protective equipment [PPE] such as masks, gloves or earplugs.”(OSHA 3021-OGR 2017)

As of July 22, U.S. OSHA had received 6,832 complaints about failure to adequately protect workers against COVID19. State agencies received 17,013 complaints, including (but not limited to) insufficient PPE, non-compliance with the CDC’s limited guidance referenced in OSHA guidelines. As of June 9, Eugene Scalia, Secretary of Labor (and son of the late Justice) was forced to admit to Congress that since the onset of the virus, OSHA had issued only a single COVID 19 citation –to a Georgia nursing home for “failing to report the hospitalization of 6 employees within 24 hours” — categorized as the lowest level infraction — and fined the facility $6500. As of June 30, OSHA apparently closed 5522 complaints without any action — apparently without any investigation. (The reason the dates are all different is that information is scattered and scarce on the internet.) We will see what OSHA does with this one, filed by the National Nurses Union on August 24 against hospital system HCA (a for-profit Fortune 500 company for 25 years).

OSHA has issued no specific standard for COVID19 in any workplace, and apparently does not plan to. It has issued “guidance” and “recommendations”, but as the Agency makes clear, in the first sentence of its COVID19 booklet: “[t]his guidance is not a standard or regulation, and it creates no new legal obligations…The recommendations are advisory in nature…”.

However, the General Duty Clause should still be available. To cite an employer, the Agency needs to show: (1) the employer failed to keep the workplace free of a hazard to which the employees were exposed; (2) the hazard was recognized; (3) the hazard was causing or was likely to cause death or serious physical harm; and (4) there was a feasible and useful method to correct the hazard.

Except in some circumstances for the last requirement, COVID19 seems to fill the bill easily.

Deborah Berkowitz, formerly chief of staff, then senior policy advisor, at OSHA, explained to NPR that “Secretary Scalia has said over and over again — that I don’t think they really believe that the government has a role here. They believe in real limited government.” The Agency expects employers to comply voluntarily. It says “it will exercise discretion about whether to pursue enforcement actions if companies undertake “good faith efforts” to comply with existing regulations.” (“Existing regulations” for COVID are the general regulations applicable to all businesses.) OSHA’s single citation, of a recordkeeping violation at that, tells us that despite thousands of complaints, thousands of sick workers, and a significant number of worker deaths, the Agency is satisfied with the level of employer compliance.

Congressional Republicans, don’t want to take any chances, however: they say they won’t sign another COVID relief bill without an employer liability shield. They “know” worker lawsuits about catching COVID are all frivolous. Speaker of the House Nancy Pelosi instead wants to protect workers, and the rest of us, since we know that what starts at work doesn’t stay at work. The House COVID 19 bill would require OSHA to issue emergency standards for corona virus in the workplace.

Employers would have to fund the required measures, of course, not taxpayers. Companies could pass the costs on to consumers, which would also be fair. And a responsible Federal government would help, using the Defense Production Act (DPA) (which the Trump administration has used before) to require American industry to produce all the PPE, COVID tests, reagents, swabs, gowns etc. the country needs to control the pandemic, for a fair price — cost plus a reasonable profit. The government would sell the equipment at cost to any company, government institution (first responders, schools) or other group that needed it. As Governor Cuomo noted, when we go to war, we don’t require each state to provide its own tanks.

The government can, and should, organize independent labs to speed up the results of the tests — like the electricity grid, says Dr. Atul Gawande.

This is why we have government. It was Abraham Lincoln who said that the” legitimate purpose of government is to do for a community of people, whatever they need to have done, but cannot do…for themselves…in their individual capacities.” American companies and healthcare providers — eight months in — are still short of necessary COVID19 supplies.

Anyone who thinks the free market can handle anything, even a war or a national pandemic, more efficiently than a responsible federal government working with state and local partners, has not been paying attention.

President Trump pays no attention to anything except his reelection. As for the 187,000 (and counting) COVID deaths, all he says is “It is what it is,” by which he means, change the subject, don’t you care about violence in the streets?

We need employers to adequately protect our essential workers, voluntarily if possible, by force of law if necessary. And this needs to happen quickly. The federal government must help. That will help all of us stay safe.

We say our essential employees are heroes. They should be treated as such, not like disposable equipment.

Written by Caroline Poplin, M.D., J.D. Poplin graduated from Yale Law School and practiced law with the FDA and the EPA. Currently Of Counsel & Medical Director at Guttman, Buschner, & Brooks PLLC.

August 20, 2020 By Staff

The Art of Opening Statements (Or Is It Opening Arguments?)

Getting a case down to its “gist” and to its “core,” retired federal judge Nancy Gertner said, involves picking the evidence that’s most favorable to your side. “That kind of selection is inevitably argument,” she said, as part of a webinar on openings presented Tuesday by NITA and CVN.

Learn more here (Subscription Required).

May 6, 2020 By Staff

Whistleblowers Beware

By Reuben Guttman

For fraudsters, government expenditures are a license to steal. One thing fraudsters know is that with trillions of dollars in expenditures from federal and state governments in healthcare dollars and bucks for battle tanks and fighter jets, there are not enough eyes watching the till to keep cheaters in line.

Now, in response to a pandemic, the government has pushed over $2 trillion out the door in stimulus money. Government dollars will be earmarked for grants, loans, and for the procurement necessary to battle the COVID-19 pandemic and mitigate the economic consequences of the consequent quarantine.

With government investigators already stretched too thin in enforcing compliance, there will be a need for whistleblowers to pick up the slack. Whistleblowers are no more than everyday honest citizens with an inherent litmus test fabricated from common sense and integrity which causes them to raise questions when they see impropriety. Though the current President has through his words and conducted attempted to cast a pall over the conduct of whistleblowers — particularly as they have lent transparency to his conduct — the truth is that we are a nation whose rule of law was tempered for the better by the work of whistleblowers. Those challenging the statute quo eradicated the evil of slavery, brought voting rights to women, worked to eradicate discrimination in our educational systems, and have challenged workplace harassment and discrimination based on race, gender, religion and sexual orientation. Whistleblowers have exposed unlawful pharmaceutical marketing practices and scams by fraudsters selling college and graduate degrees.

Whistleblowers now have a new challenge. In the provision of healthcare supplies and healthcare itself, they will have an opportunity to be the watchful eyes who can protect government expenditures and the quality of healthcare. In businesses — large and small — across the country they can monitor applications for government grants and loans and make their voices heard when they see impropriety.

For those who step forward and seek to bring transparency to wrongdoing, there is in existence a law dating back to 1864 that provides individuals the right to step into the shoes of the government, report fraud, and bring litigation in the name of the government to seek economic redress on behalf of the government. That statute is called the False Claims Act allowing redress against those who cheat the Federal Government. More than 20 states — including California, New York, Illinois and Florida — have their own False Claims Acts allowing whistleblowers to bring litigation when the fraud involves sate dollars.

There has been over the past several weeks clamor about the importance of this statute and perhaps a need to amend it to make it more effective in batting the fraud that will arise out of the misuse of stimulus dollars. Those who litigate under the False Claims Act know that the law was thoughtfully drafted and is effective. It needs no amendment. What is needed is an administration that fully respects the importance of whistleblowers. Americans need an administration that will fully staff — at the agency level — the ability to investigate and analyze the information and complaints brought forward by whistleblowers. We need an administration committed to imposing the full panoply of damages — treble actual damages and civil penalties — on wrongdoers. And we need an administration that goes after individuals and not merely the corporate shells that provide cover for their misconduct.

Whistleblowers are our heritage; they are an American tradition. Honoring them and protecting our stimulus dollars means aggressive enforcement compliance under a law that is on the books and works.

May 6, 2020 By Staff

Coronavirus can mean a death sentence to prisoners

We got used to treating people as categories, not human beings.
By Nancy Gertner

Even with the coronavirus spreading in prisons, even though incarceration could be fatal and the crime rate during the pandemic has cratered, some officials will not listen to public health experts.

In one federal courtroom, a defense lawyer argued for a client’s release before trial because he was an insulin-dependent diabetic, which, the Centers for Disease Control and Prevention says, increased his risk of infection; the judge refused, saying, as the lawyer told me, the CDC studies must be taken with a “grain of salt,” since it is a “novel” virus. The lawyer persisted: Given the fatality rate of COVID-19, the court should err on the side of caution; none of the defendant’s charges warranted death. To this judge, “erring on the side of caution” meant prison; release denied. While there may have been reasons for the decision, the judge’s comment has troubling echoes of President Trump’s disparagement of expertise. Worse, it shows a stunning lack of empathy.

In a second federal courtroom, another judge refused pre\trial release for the opposite reason. Defense arguments about COVID-19 were “systemic,” and the defendant had not shown he was especially vulnerable. Of course COVID-19 arguments are systemic; they are about a risk so severe that it has upended this country. As Columbia University scholars noted in an April 21 letter to Governor Andrew Cuomo of New York, with “medically vulnerable and forcibly proximate” prisoners, those risks require that the governor systematically release prisoners to ease pressures on space and staff.

Read the full article here.

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What to DOGE about Fraud, Waste, and Abuse?

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